10 top tips for FCA regulated firms
Michael Ruck has identified some key areas in which we consider the FCA will be seeking to take regulatory action in 2014 and 10 top tips for you to consider regarding the focus of the FCA in the coming year. Michael recently joined Pinsent Masons having spent six years in the FCA’s enforcement division and has identified areas of importance for FCA regulated firms to consider as the FCA approaches its one year anniversary. If you have any queries regarding this document or wish to discuss the matters further please do not hesitate to contact Michael.
You can view the top 10 tips here
